Higher Learning Commission

Policy Title: Institutional Change

Number: INST.F.20.040

 

An institution shall have the obligation to report institutional changes to the Commission as identified in this policy and related policies and to seek and receive Commission approval where appropriate prior to implementing specific changes.

The institution shall use the Commission’s change reporting protocol for this purpose.  Changes identified as requiring prior Commission approval prior to implementation shall be included in the institution’s accreditation only after the Commission has reviewed the change through a process identified in this policy and formally acted to approve the change.  Changes identified as requiring Commission notification are included in the institution’s accreditation provided that the institution provides timely notification to the Commission through the Institutional Update and other data reporting instruments established by the Commission according to a schedule established by the Commission.  However, institutions that have access to the Notification Program for Additional Locations must notify the Commission and receive acknowledgment prior to initiating the Additional Location.

Institutional Change Requiring Notification or Approval 

  1. Changes in actual or apparent mission of the institution or its educational objectives require prior COMMISSION APPROVAL.
  2. Significant changes in the character or nature of the student body of the institution, particularly, but not limited to, those changes involved in seeking international students for the first time or acquiring students being taught-out of programs provided by a closing institution require prior COMMISSION APPROVAL.
  3. Initiation of new academic program(s) or major(s) other than those listed below, or cancellation or suspension of academic programs requires COMMISSION NOTIFICATION. The following changes require prior COMMISSION APPROVAL:
    • The addition of academic program(s) at a degree or credential level not previously included in the institution’s accreditation by the Commission;
    • the addition of academic program(s), including Title IV-eligible Certificate programs not related to existing degree programs, that represent a significant departure from programs previously included in the institution’s accreditation;
    • the addition of academic programs that require allocation of substantial financial investment or resources, or any programs acquired from another institution;
    • the addition of academic programs outside stipulations imposed by a previous Commission action limiting such activity without prior approval.
  4. A change in one or more of the following requires NOTIFICATION OR APPROVAL:
    • change from clock to credit hours in one or more institutional programs;  
    • substantial increase or decrease in the number of clock or credit hours required for successful completion of an academic program;
    • change in term length (e.g. semesters to quarters or semesters to a five-week compressed term) that affects 25% or more of all the institution’s courses or programs; and
    • increase or decrease in the number of credit hours per course in 25% or more of the courses in the institution's curriculum.
  5. Change in the method of delivery of courses or programs requires prior COMMISSION APPROVAL:
    • The initial offering of academic programs through distance, correspondence or other alternate delivery wherein 50% or more of the courses or credits in the program are provided through the alternate delivery;
    • The initial offering of courses through distance, correspondence or other alternate delivery if the institution is not already approved to offer programs through that delivery mechanism; and
    • Programs offered for the first time by an institution are subject to review and approval, if required, by the Commission as a new program (see #3 of this section) prior to being reviewed as distance or correspondence education.
  6. The establishment of a campus or an additional location requires prior COMMISSION APPROVAL unless the institution has been approved for access to the Notification Program for Additional Locations as outlined in INST.F.20.050.
  7. The acquisition of a campus or an additional location from another institution, including one established or acquired in order to provide for teach-out of the students from another institution, requires prior COMMISSION APPROVAL unless the institution has been approved for access to the Notification Program for Additional Locations as outlined in INST.F.20.050.
  8. Closure or suspension for more than one semester of any of the following requires COMMISSION NOTIFICATION: 1) a course location outside the state of the institution’s main campus at which an institution offers five or more courses per year, 2) an additional location, or 3) a campus.
  9. The establishment of a course location at either an international location or at a location outside the institution’s home state at which the institution offers five or more courses per year requires prior COMMISSION NOTIFICATION.
  10. The initiation of a contractual or other arrangement wherein an institution outsources some portion of one or more of its educational programs to any of the following parties: an unaccredited institution; an institution that is not accredited by an accreditor recognized by the U.S. Department of Education; or a corporation or other entity:
    • less than 25% of any educational program outsourced to the other party requires COMMISSION NOTIFICATION;
    • 25%-50% of any educational program outsourced to the other party requires prior COMMISSION APPROVAL;
    • more than 50% of any educational program outsourced to the other party will receive intense scrutiny and will not be approved by the Commission except in exceptional circumstances.  (Note that 34 CFR 668.5(3)(ii)(A) provides that educational programs provided through contractual arrangements between an accredited institution and an ineligible entity wherein more than 50% of the educational program is being provided by the ineligible entity will not receive Title IV assistance even if approved by the accreditor.)
  11. The initiation of a consortial or other arrangement wherein a consortium of institution(s) accredited by an accreditor recognized by the U.S. Department of Education provides a significant portion of the academic program:
    • 25-50% of one or more of the institution’s educational programs provided by the consortium or other accredited institution requires COMMISSION NOTIFICATION;
    • more than 50% of one or more of the institution’s educational programs provided by the consortium or other accredited institution requires prior COMMISSION APPROVAL.


Approval of Substantive Change

An institution requesting prior approval of a substantive change shall present appropriate application information seeking approval of change according to the Commission’s change review protocol.  Generally, such materials shall be reviewed by the Commission according to the provisions of this section; however, certain types of change may require additional review provisions as provided herein.  With the exception of changes submitted under INST.F.20.030 Non-Substantive Changes in the Accreditation Relationship Between an Institution and the Commission - Notification, the process will result in formal approval of all substantive changes by a Commission decision-making body effective on or after the date of the action of that body.  In no case will such approval be retroactive.

 

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Related Policies

 

INST.B.20.040
Change of Control, Structure, or Organization

FDCR.B.10.010
Commission Approval of Institutional Teach-Out Arrangements

INST.F.20.030
Non-Substantive Changes in the Accreditation Relationship Between an Institution and the Commission

Policy History

 

Last Revised: February 2014           
First Adopted: June 2010
Revision History: November 2011, November 2012, April 2013, November 2013, February 2014
Notes: Policies combined November 2012 – 3.2(a), 3.2(b), 3.2(b)1

Policy Number Key

 

Section INST: Institutional Policies

Chapter F: Maintenance and Monitoring

Part 20: Intermittent Monitoring

Questions?

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